Securities Law and Practice Deskbook

Edition : 6th edition
Author(s) : Brown

Securities Law and Practice Deskbook
- ISBN: 9781402418969
- SKU: ATTY20012
- Condition: New
- Format: Binder/Looseleaf
$693.84

List Price: $708.00
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œProvides insight that even the most experienced practitioner will find helpful.
” John F. Olsen, Partner, Gibson, Dunn & Crutcher LLP

In one concise volume, the Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the œproxy access rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities:

Deal effectively with the Securities Act registration process ” focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing
Handle registration and reporting under the Exchange Act ” both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation
Minimize liability risks under the Exchange Act ” by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation

Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that:

Revised the net worth standard of qualifying as an accredited investor
Increased the SEC's ability to impose penalties in cease-and-desist proceedings
Requires the creation of œclaw-back provisions in listed company compensation plans
Significantly revised œproxy access and œproxy voting regulations

Updated at least once a year, Securities Law and Practice Deskbook should be in the working library of every securities attorney and corporate attorney and is a useful reference for the heads of corporations and securities firms and their compliance personnel.

* Title may include Basic Upkeep Service, whereby supplements, replacement pages and new editions may be shipped to you immediately upon publication for a 30-day examination. This service is cancelable at any time.