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Die neuen Regelungen der MiFID II zum Anlegerschutz (Instant Digital Access Code Only)
- Edition : 1st, 2015
- Author(s) : Pascal Pfisterer
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Die neuen Regelungen der MiFID II zum Anlegerschutz (Instant Digital Access Code Only)
- ISBN: 9783658116569
- SKU: 260465V
- Format: VitalSource eBook/PDF
- Instant Access!
Pascal Pfisterer stellt den Status quo der regulatorischen Regelungen zum Anlegerschutz dar und führt anschließend eine Analyse und eine Bewertung der neuen Vorschriften der Finanzmarktrichtlinie MiFID II durch. Besonders hervorzuheben sind dabei der neue Ansatz der Product Governance sowie das Regulierungsinstrument der Produktintervention. Von höchstem Interesse sind auch die verschärften Bestimmungen zur Anlageberatung, die weitreichende Konsequenzen für den Vertrieb von Finanzinstrumenten haben werden. Abschließend beurteilt der Autor, ob die Regelungen der MiFID II zu einem höheren Anlegerschutzniveau führen werden.